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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-29 |
| DE | RA | APPROVED | 2024-10-11 |
| VT | RA | APPROVED | 2024-10-11 |
| VA | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Holbrook | NY | 01/2011 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. INVESTMENT ADVISORY REPRESENTATIVE 2. COLLEGE AID PLANNING SERVICES PRIMARILY A SERVICE THAT PROCESSES THE VARIOUS FINANCIAL AID FORMS THAT ARE REQUIRED TO APPLY FOR FINANCIAL AID. THESE FORMS INCLUDE; FAFSA, CSS PROFILE, NYS TAP NON SECURITIES RELATED FINANCIAL ADVISOR 50% OWNERSHIP 20 HRS PER MONTH 10 HRS DURING MARKET HRS. 3. CLEARVIEW FINANCIAL SERVICES INSURANCE SALES APPOINTED WITH VARIOUS INSURANCE CARRIERS FOR THE SALE OF LIFE INS, DISABILITY INS, LONG TERM CARE INS, AND HEALTH INS. NON SECURITIES RELATED START FEB 2011 FINANCIAL ADVISOR 100% OWNERSHIP 10-15 HRS PER MONTH 8 HRS DURING MARKET HRS. 09/19/11 4. INSURANCE SERVICES (PRODUCTS OTHER THAN GUARDIAN - LIFE, LTC, FIXED ANNUITIES POSITION: Insurance Broker NATURE: INSURANCE SALES APPOINTED WITH VARIOUS INSURANCE CARRIERS FOR THE SALE OF LIFE INS, DISABILITY INS, LONG TERM CARE INS, AND HEALTH INS INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2011 ADDRESS: 29683 Franklin Roosevelt Lane, Millsboro DE 19966, United States DESCRIPTION: Assist client with implementing life insurance and Medicare insurance policies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-26 |
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