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John J Hough

Osaic Wealth, Inc.

Millsboro, DE

CRD 4456199

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-29
DE RA APPROVED 2024-10-11
VT RA APPROVED 2024-10-11
VA RA APPROVED 2024-10-11
  • TX RA
    APPROVED
    Since 2025-01-29
  • DE RA
    APPROVED
    Since 2024-10-11
  • VT RA
    APPROVED
    Since 2024-10-11
  • VA RA
    APPROVED
    Since 2024-10-11

Branch Locations

Millsboro, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Holbrook NY 01/2011 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 01/2011 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
  • 2011-01-13 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2002-03-13 → 2011-01-19
    Woodbury, NY
    Woodbury, NY
Other Businesses

1. INVESTMENT ADVISORY REPRESENTATIVE 2. COLLEGE AID PLANNING SERVICES PRIMARILY A SERVICE THAT PROCESSES THE VARIOUS FINANCIAL AID FORMS THAT ARE REQUIRED TO APPLY FOR FINANCIAL AID. THESE FORMS INCLUDE; FAFSA, CSS PROFILE, NYS TAP NON SECURITIES RELATED FINANCIAL ADVISOR 50% OWNERSHIP 20 HRS PER MONTH 10 HRS DURING MARKET HRS. 3. CLEARVIEW FINANCIAL SERVICES INSURANCE SALES APPOINTED WITH VARIOUS INSURANCE CARRIERS FOR THE SALE OF LIFE INS, DISABILITY INS, LONG TERM CARE INS, AND HEALTH INS. NON SECURITIES RELATED START FEB 2011 FINANCIAL ADVISOR 100% OWNERSHIP 10-15 HRS PER MONTH 8 HRS DURING MARKET HRS. 09/19/11 4. INSURANCE SERVICES (PRODUCTS OTHER THAN GUARDIAN - LIFE, LTC, FIXED ANNUITIES POSITION: Insurance Broker NATURE: INSURANCE SALES APPOINTED WITH VARIOUS INSURANCE CARRIERS FOR THE SALE OF LIFE INS, DISABILITY INS, LONG TERM CARE INS, AND HEALTH INS INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2011 ADDRESS: 29683 Franklin Roosevelt Lane, Millsboro DE 19966, United States DESCRIPTION: Assist client with implementing life insurance and Medicare insurance policies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-26
  • S66 Uniform Combined State Law Examination
    2001-11-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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