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Melinda Jean Roman

Morgan Stanley

Sewickley, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-23
TX RA APPROVED 2024-07-23
  • PA RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED
    Since 2024-07-23

Branch Locations

2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Pittsburgh PA 10/2008 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Upper St. Clair PA 01/2018 06/2024
Morgan Stanley Sewickley PA 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-25
  • S66 Uniform Combined State Law Examination
    2022-04-25
Other Names
  • Melinda Jean Mariskanish
  • Mindy Jean Mariskanish
  • Mindy J Mariskanish
  • Melinda Jean Roman
  • Mindy Jean Roman

View on SEC IAPD

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