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8201 Preston Road Suite 310, Dallas, TX 75225 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-09-04 |
| TX | RA | APPROVED | 2017-01-04 |
Branch Locations
8201 Preston Road Suite 310, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paradigm Advisors, Llc | Dallas | TX | 12/1995 | Present |
MS. GASS HAS BEEN A MANAGING MEMBER OF ROCKWOOD ADVISORS, LLC, THE GENERAL PARTNER TO ROCKWOOD INVESTORS, LP, (COLLECTIVELY "ROCKWOOD"), A FAMILY PARTNERSHIP ORGANIZED TO MANAGE CHILDREN'S EDUCATION FUNDS, SINCE 2002. ROCKWOOD'S ACTIVITIES ARE INVESTMENT-RELATED. MS. GASS'S DUTIES ARE ADMINISTRATIVE AND TAX-RELATED. MS. GASS DEVOTES APPROXIMATELY 1 HOUR PER QUARTER TO THIS ACTIVITY AND NO TIME DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-31 |
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