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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-10
WI RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2023-02-10
  • WI RA
    APPROVED
    Since 2020-11-12

Branch Locations

3200 Packerland Dr, Depere, WI 54115 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities,Inc San Diego CA 09/2012 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 09/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Depere WI 09/2022 Present
Full Throttle Development, Llc De Pere WI 12/2022 Present
Kadletz Wealth Management, Llc De Pere WI 09/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 09/2012 → 09/2022
    First Allied Securities,Inc
    San Diego, CA
  • 09/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Depere, WI
  • 12/2022 → Present
    Full Throttle Development, Llc
    De Pere, WI
  • 09/2012 → Present
    Kadletz Wealth Management, Llc
    De Pere, WI
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-09-07 → 2020-11-12
    First Allied Advisory Services, Inc.
    Depere, WI
  • 2001-12-10 → 2012-09-10
    Green Bay, WI
Other Businesses

1.) KADLETZ WEALTH MANAGEMENT; DBA; STARTED 09/2012; 160 HOURS/ MONTH; OWNER. 2.)NAME OF OTHER BUSINESS: FULL THROTTLE DEVELOPMENT, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: RENT REAL ESTATE, MANAGEMENT OF PROPERTIES; 3.) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2008; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 4) NAME OF OTHER BUSINESS: KADLETZ WEALTH MANAGEMENT, LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE:09/2012, POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT, APX NUMBER OF HOURS PER WEEK: 10, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PAYS BILLS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
S63 Uniform Securities Agent State Law Examination 2001-12-03
  • S66 Uniform Combined State Law Examination
    2014-01-31
  • S63 Uniform Securities Agent State Law Examination
    2001-12-03

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