William Lashaun Jiles

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-01
VA	RA	APPROVED	2021-08-02

TX RA
APPROVED_RES

Since 2021-10-01
VA RA
APPROVED

Since 2021-08-02

Branch Locations

Chester, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capitol Securities Management, Inc	Glen Allen	VA	01/2007	01/2020
Jiles Wealth Management, Llc	Chester	VA	02/2020	Present
Lpl Financial Llc	Chester	VA	08/2021	Present

01/2007 → 01/2020

Capitol Securities Management, Inc

Glen Allen, VA
02/2020 → Present

Jiles Wealth Management, Llc

Chester, VA
08/2021 → Present

Lpl Financial Llc

Chester, VA

Previous Registrations

2018-11-20 → 2021-08-12

Capitol Securities Management, Inc.

Glen Allen, VA

Glen Allen, VA

Chester, VA

Glen Allen, VA

Other Businesses

1)08/02/2021 - Jiles Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2020 - 60 Hr/Mth 2)08/02/2021 - William Jiles - Teaching - Non-Inv Rel - Chester, VA - Start: 04/2021 - 10 Hr/Mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-20
S63	Uniform Securities Agent State Law Examination	2001-12-04

S65 Uniform Investment Adviser Law Examination

2018-11-20
S63 Uniform Securities Agent State Law Examination

2001-12-04

Other Names

Will Jiles

View on SEC IAPD