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Richard Diaz

Md Advice Financial

Holt, MI

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Current Employers
Md Advice Financial

1771 Foxwood Dr, Holt, MI 48842 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APP_PEND_IARCE 2026-01-01
  • MI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1771 Foxwood Dr, Holt, MI 48842 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Lansing MI 01/2013 Present
The Centennial Group Lansing MI 09/2014 Present
Washington Avenue Advisors Lansing MI 03/2016 04/2020
Principal Securities Inc Lansing MI 03/2016 Present
  • 01/2013 → Present
    Principal Life Insurance Company
    Lansing, MI
  • 09/2014 → Present
    The Centennial Group
    Lansing, MI
  • 03/2016 → 04/2020
    Washington Avenue Advisors
    Lansing, MI
  • 03/2016 → Present
    Lansing, MI
Previous Registrations
  • 2013-02-05 → 2022-10-11
    Lansing, MI
    Lansing, MI
    Lansing, MI
  • 2010-02-19 → 2013-02-14
    Securian Financial Services, Inc.
    Lansing, MI
    Lansing, MI
Other Businesses

***Fixed Insurance, Life, Health, LTC, DI, Annuities, Group, 01/05/17.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-20
S63 Uniform Securities Agent State Law Examination 2003-10-13
  • S65 Uniform Investment Adviser Law Examination
    2007-12-20
  • S63 Uniform Securities Agent State Law Examination
    2003-10-13

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