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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-12-15
  • CT RA
    APPROVED
    Since 2021-12-15

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Danbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Stimulus Financial Danbury CT 01/2016 09/2016
Price Rite/Wakefern Foods Danbury CT 09/2016 12/2016
People's Securities, Inc. Bridgeport CT 12/2016 04/2019
People's United Advisors Bridgeport CT 04/2019 10/2021
Massmutual Springfield MA 11/2021 Present
Mml Investors Services, Llc Danbury CT 12/2021 Present
  • 01/2016 → 09/2016
    American Stimulus Financial
    Danbury, CT
  • 09/2016 → 12/2016
    Price Rite/Wakefern Foods
    Danbury, CT
  • 12/2016 → 04/2019
    People's Securities, Inc.
    Bridgeport, CT
  • 04/2019 → 10/2021
    People's United Advisors
    Bridgeport, CT
  • 11/2021 → Present
    Massmutual
    Springfield, MA
  • 12/2021 → Present
    Danbury, CT
Previous Registrations
  • 2019-04-22 → 2021-11-11
    People'S United Advisors, Inc.
    Bridgeport, CT
    Wilmington, DE
  • 2016-12-19 → 2020-03-31
    People'S Securities, Inc.
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
  • 2015-04-20 → 2016-01-28
    New Haven, CT
  • 2015-01-21 → 2015-04-08
    People'S Securities, Inc.
    Bridgeport, CT
    Bridgeport, CT
Other Businesses

NAME: Money Where Your Muscle Is, Inc. INV REL: N ADD: 1521 Concord Pike, Ste. 301, Wilmington DE 19803 NATURE: Technology-based wellness and fitness accountability platform POSITION: Founder and Chief Executive Officer START DATE: 01/01/2026 NO. HR/MO: Approximately 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: High level strategic and administrative oversight only

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-21
S63 Uniform Securities Agent State Law Examination 2001-10-15
  • S65 Uniform Investment Adviser Law Examination
    2015-01-21
  • S63 Uniform Securities Agent State Law Examination
    2001-10-15

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