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CRD 4455504
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-27 |
| ME | RA | APPROVED | 2007-02-28 |
Branch Locations
603 Main St Po Box 520 Franklin Savings Bank, Wilton, ME 04294-0520 • United States
7 Maine St Po Box 30 Franklin Savings Bank, Jay, ME 04239-0030 • United States
Main St Po Box 650 Franklin Savings Bank, Rangeley, ME 04970-0650 • United States
280 Madison Ave Po Box 368 Franklin Savings Bank, Skowhegan, ME 04976-0368 • United States
155 Congress St Franklin Savings Bank, Rumford, ME 04276 • United States
189 Main St, Farmington, ME 04938 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger | Farmington | ME | 02/2007 | Present |
| Franklin Savings Bank | Farmington | ME | 02/2007 | Present |
1. 2/28/07- DBA WESTERN MOUNTAIN FINANCIAL SERVICES /FARMINGTON, ME
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-30 |
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