Kelly Dawn Haferman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Fort Collins, CO
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Fort Collins, CO

Previous Registrations

• 2002-02-08 → 2011-01-03
  Wells Fargo Investments, Llc
  Fort Collins, CO
  Ft. Collins, CO

Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, FORT COLLINS, CO, START: 7/19/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-05-18
• S66 Uniform Combined State Law Examination
  2002-01-11

Other Names

• Shader