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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Paso | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Paso | TX | 11/2016 | 04/2021 |
| Wells Fargo Advisors Financial Network, Llc | El Paso | TX | 04/2021 | Present |
MONTOYA-HALTER LLC, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START 4/8/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE. HIGH RIDGE WEALTH MANAGEMENT LLC, INV RELATED, EL PASO, TX, 33% OWNERSHIP, START 4/8/2021, 10 HRS PER MONTH, 5 HRS DURING TRADING, FINET PRACTICE. TRUSTEE FOR MOTHER ; INV RELATED;RANCHO MIRAGE,CA; MOM'S ESTATE AND TRUST ACCOUNTS DISTRIBUTION; TRUSTEE/CO-TRUSTEE; START DATE: 11/19/2023; 2 HRS PER MONTH; 2 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-06 |
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