Warren Christian Williams

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-01-29
SC	RA	APPROVED	2026-01-29

NC RA
APPROVED

Since 2026-01-29
SC RA
APPROVED

Since 2026-01-29

Branch Locations

360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Mooresville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Fort Mill	SC	05/2008	Present

05/2008 → Present

Lpl Financial, Llc

Fort Mill, SC

Other Businesses

1. 03/01/2022 - FINANCIAL RESOURCES GROUP INVESTMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ FORT MILL, SC 2. 03/01/2022 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1249 WOODLAWN RD, CHARLOTTE, NC 28209

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-28
S63	Uniform Securities Agent State Law Examination	2000-01-21

S66 Uniform Combined State Law Examination

2026-01-28
S63 Uniform Securities Agent State Law Examination

2000-01-21

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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