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Stacey Marie Ellis

Rbc Capital Markets, LLC

St. Petersburg, FL

St. Petersburg, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-01
FL RA APPROVED 2013-09-24
  • TX RA
    APPROVED_RES
    Since 2024-04-01
  • FL RA
    APPROVED
    Since 2013-09-24

Branch Locations

100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc St. Petersburg FL 09/2013 Present
Previous Registrations
  • 2011-03-17 → 2013-09-20
    Ci Doyle Private Wealth, Llc
    St. Petersburg, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-10-10
S65 Uniform Investment Adviser Law Examination 2011-02-16
  • S63 Uniform Securities Agent State Law Examination
    2013-10-10
  • S65 Uniform Investment Adviser Law Examination
    2011-02-16
Other Names
  • Stacey Marie Pollard

View on SEC IAPD

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