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Kenneth Jason Carter

Rbc Capital Markets, LLC

Leawood, KS

Olathe, KS

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2012-10-30
TX RA APPROVED 2012-10-25
  • KS RA
    APPROVED
    Since 2012-10-30
  • TX RA
    APPROVED
    Since 2012-10-25

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Olathe, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Leawood KS 10/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-26
S63 Uniform Securities Agent State Law Examination 2002-01-14
  • S65 Uniform Investment Adviser Law Examination
    2007-09-26
  • S63 Uniform Securities Agent State Law Examination
    2002-01-14

View on SEC IAPD

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