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Jeremy Matthew Sandler

LPl Enterprise, LLC

St Louis, MO

Overland Park, KS

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • KS RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

9900 W. 109Th Street Suite 120, Overland Park, KS 66210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Overland Park KS 09/2001 11/2024
Prudential Insurance Company Of America Overland Park KS 09/2001 Present
Lpl Enterprise, Llc Overland Park KS 11/2024 Present
Previous Registrations
  • 2002-06-28 → 2024-11-14
    Pruco Securities, Llc.
    St. Louis, MO
    Overland Park, KS
    Overland Park, KS
    Overland Park, KS
    Overland Park, KS
    Parkville, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-09
S63 Uniform Securities Agent State Law Examination 2001-10-15
  • S65 Uniform Investment Adviser Law Examination
    2002-04-09
  • S63 Uniform Securities Agent State Law Examination
    2001-10-15
Other Names
  • Jeremy Matthew Sanders
  • Jeremy Matthew Sandlers

View on SEC IAPD

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