Best Investors Account Sign in

Ricardo J Santamaria

Morgan Stanley

Palo Alto, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-10
CA RA APPROVED 2023-12-19
  • TX RA
    APPROVED_RES
    Since 2024-01-10
  • CA RA
    APPROVED
    Since 2023-12-19

Branch Locations

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Palo Alto CA 06/2009 01/2019
Bancwest Investment Services, Inc. San Francisco CA 01/2019 07/2023
Bank Of The West San Francisco CA 01/2019 02/2023
Morgan Stanley Palo Alto CA 12/2023 Present
Bank Of Montreal San Francisco CA 02/2023 10/2023
Morgan Stanley Private Bank, N.A New York NY 03/2024 Present
  • 06/2009 → 01/2019
    Morgan Stanley
    Palo Alto, CA
  • 01/2019 → 07/2023
    Bancwest Investment Services, Inc.
    San Francisco, CA
  • 01/2019 → 02/2023
    Bank Of The West
    San Francisco, CA
  • 12/2023 → Present
    Morgan Stanley
    Palo Alto, CA
  • 02/2023 → 10/2023
    Bank Of Montreal
    San Francisco, CA
  • 03/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2019-03-08 → 2023-08-24
    Bancwest Investment Services, Inc.
    San Francisco, CA
    Omaha, NE
  • 2011-05-13 → 2019-02-19
    Morgan Stanley
    Palo Alto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-12
S63 Uniform Securities Agent State Law Examination 2004-07-02
  • S65 Uniform Investment Adviser Law Examination
    2011-05-12
  • S63 Uniform Securities Agent State Law Examination
    2004-07-02
Other Names
  • Ricardo Javier Santamaria
  • Ricardo Santamaria
  • Rick Santamaria

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
CITIGROUP GLOBAL MARKETS INC.
DCVC
DCVC BIO
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
WAVERLEY CAPITAL MANAGEMENT, LLC
LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN
SIRMA M TZOUTZOVA
LARYSA P SMYKOVSKAYA
CARL WONG
ALISON JONES
AAYUSH KUMAR
JEFFREY MARKS
MARIE WREAKS

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor