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Janice Ann Simmons

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

Little Rock, AR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2009-10-23
  • AR RA
    APPROVED
    Since 2009-10-23

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Little Rock AR 08/1993 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 10/2009 Present
Previous Registrations
  • 2004-02-11 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-23
S63 Uniform Securities Agent State Law Examination 2002-01-14
  • S66 Uniform Combined State Law Examination
    2003-12-23
  • S63 Uniform Securities Agent State Law Examination
    2002-01-14

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · Frisco, TX
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