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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-06-02 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2031 N. Mount Juliet Rd., Ste 200, Mount Juliet, TN 37122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions | Mt Juliet | TN | 08/2015 | 06/2023 |
| Cetera Investment Advisers Llc | Mt Juliet | TN | 08/2015 | 06/2023 |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2015 | 06/2023 |
| Lpl Financial Llc | Juliet | TN | 06/2023 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2023 | Present |
1) 03/2023 - EPM Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - Mt. Juliet, TN - 160hrs/month - 100% time spent 2) 03/2023 - BRIGADE BASKETBALL CLUB - Business Owner - Non-inv. Related - Murfreesboro, TN - Owner - Start Date 01/01/2015 - 25hrs/month 3) 12/07/2023 - Private Advisor Group - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 6/2/2023 - 100 Hrs/Mo; 5 Hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-21 |
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