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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-02
  • TN RA
    APPROVED
    Since 2023-06-02

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2031 N. Mount Juliet Rd., Ste 200, Mount Juliet, TN 37122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Mt Juliet TN 08/2015 06/2023
Cetera Investment Advisers Llc Mt Juliet TN 08/2015 06/2023
Cetera Investment Services Llc St.CLoud MN 08/2015 06/2023
Lpl Financial Llc Juliet TN 06/2023 Present
Private Advisor Group, Llc Morristown NJ 06/2023 Present
  • 08/2015 → 06/2023
    Regions
    Mt Juliet, TN
  • 08/2015 → 06/2023
    Mt Juliet, TN
  • 08/2015 → 06/2023
    Cetera Investment Services Llc
    St.CLoud, MN
  • 06/2023 → Present
    Lpl Financial Llc
    Juliet, TN
  • 06/2023 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1) 03/2023 - EPM Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - Mt. Juliet, TN - 160hrs/month - 100% time spent 2) 03/2023 - BRIGADE BASKETBALL CLUB - Business Owner - Non-inv. Related - Murfreesboro, TN - Owner - Start Date 01/01/2015 - 25hrs/month 3) 12/07/2023 - Private Advisor Group - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 6/2/2023 - 100 Hrs/Mo; 5 Hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-14
S63 Uniform Securities Agent State Law Examination 2001-11-21
  • S66 Uniform Combined State Law Examination
    2005-07-14
  • S63 Uniform Securities Agent State Law Examination
    2001-11-21
Other Names
  • Brent J Goers
  • Brenton Goers
  • Brenton J. Goers
  • Brent J. Goers

View on SEC IAPD

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