Duane Alan Borcherding

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Nylife Securities Llc
  Dublin, OH
• 12/2011 → Present
  New York Life
  Dublin, OH
• 10/2013 → Present
  Eagle Strategies Llc
  Dublin, OH

Previous Registrations

• 2007-12-04 → 2011-02-16
  Northwestern Mutual Investment Services, Llc
  Columbus, OH
  Upper Arlington, OH

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS; INVESTMENT RELATED; ROLE/TITLE: INSURANCE BROKER; COMPENSATION: COMMISSIONS] [Rental Property ; Rental Property owned in Bokeelia, FL several months a year through the vacation rental site Airbnb and rental management company - Island Palm Vacation Rentals.; 16501 Stringfellow Rd. Suite 502; Bokeelia, FL 33922; Start Date 02/2024; Role/Title: Owner; Investment Related; 3 hours per month; 1 hours per month during securities trading hours; collect rent]

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-06-10