Susan Elizabeth Ramsey

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-21
FL	RA	APPROVED	2017-08-21

TX RA
APPROVED

Since 2017-11-21
FL RA
APPROVED

Since 2017-08-21

Branch Locations

2605 Enterprise Road Suite 168, Clearwater, FL 33759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Clearwater	FL	08/2011	11/2016
Wells Fargo Clearing Services, Llc	Clearwater	FL	11/2016	08/2017
Stifel Nicolaus & Co Inc	Clearwater	FL	08/2017	Present

08/2011 → 11/2016

Wells Fargo Advisors

Clearwater, FL
11/2016 → 08/2017

Wells Fargo Clearing Services, Llc

Clearwater, FL
08/2017 → Present

Stifel Nicolaus & Co Inc

Clearwater, FL

Previous Registrations

2011-08-30 → 2017-08-18

Wells Fargo Clearing Services, Llc

Clearwater, FL
2009-06-01 → 2011-09-06

Morgan Stanley

Palm Harbor, FL
2007-04-24 → 2009-06-01

Morgan Stanley & Co. Llc

Palm Harbor, FL
2001-10-24 → 2007-03-01

Ubs Financial Services Inc.

St. Petersburg, FL

St. Petersburg, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-08-03
S63	Uniform Securities Agent State Law Examination	2008-01-18

S65 Uniform Investment Adviser Law Examination

2016-08-03
S63 Uniform Securities Agent State Law Examination

2008-01-18

Other Names

Susan Wrenn

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.

USA FINANCIAL SECURITIES LLC

BEDINGHAUS FINANCIAL GROUP, INC

AMERIPRISE FINANCIAL SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

HEIDE REBECCA DELUCA

ESTHER LYNN ROPP

MICHAEL JAMES BURROWS

TODD DANIEL BASLER

JOAN ELISE KREBEL

Other Offices

PFS INVESTMENTS INC. · CLEARWATER, FL

PFS INVESTMENTS INC. · CLEARWATER, FL

PFS INVESTMENTS INC. · CLEARWATER , FL

USA FINANCIAL SECURITIES LLC · Clearwater, FL

BEDINGHAUS FINANCIAL GROUP, INC · CLEARWATER, FL

AMERIPRISE FINANCIAL SERVICES, LLC · Clearwater, FL

EDWARD JONES · CLEARWATER, FL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CLEARWATER, FL

More in Clearwater, FL

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