Michael Allen Nelligan

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-10-02

PA RA
APPROVED

Since 2017-10-02

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

5415 West Lake Road, Erie, PA 16505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	09/2001	01/2017
Lincoln Investment	Erie	PA	01/2017	Present

09/2001 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Erie, PA

Previous Registrations

2006-02-10 → 2019-10-04

Legend Advisory, Llc

Erie, PA

Erie, PA

Palm Beach Gardens, FL

Other Businesses

TRUSTEE POSITION: I am the trustee for the Grandchildren of my Uncle, Thomas Golden, who died 2/7/17 NATURE: trustee INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/07/2017 ADDRESS: 508 Connecticut Drive, Erie PA 16505, United States DESCRIPTION: I will act as the Trustee until the Grandchildren reach the age of 35.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-26
S63	Uniform Securities Agent State Law Examination	2001-10-17

S65 Uniform Investment Adviser Law Examination

2006-01-26
S63 Uniform Securities Agent State Law Examination

2001-10-17

View on SEC IAPD