Dawn Sanchez Nicoles

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  San Francisco, CA
• 03/2020 → 10/2024
  Ameriprise Financial Services, Llc
  San Francisco, CA
• 10/2024 → 08/2026
  Lpl Financial, Llc
  Jacksonville, FL
• 10/2024 → Present
  Sanchez Wealth Management Group, Llc
  Jacksonville, FL
• 08/2026 → Present
  Modern Wealth Management, Llc
  Jacksonville , FL

Previous Registrations

• 2025-12-02 → 2026-07-14
  Lpl Financial Llc
  Mill Valley, CA
  Jacksonville, FL
• 2001-11-27 → 2024-10-07
  Ameriprise Financial Services, Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Jacksonville, FL
  San Franscsco, CA
  Ponte Vedra Beach, FL
  Ponte Vedra Beach, FL

Other Businesses

1. 10/09/2024 - Sanchez Wealth Management Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/20/2024 - 173 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Sanchez Wealth Management Group, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 07/17/2025 - Dawn S Nicoles LLC - Business Entity For Tax/Investment Purposes Only - Ponte Vedra Beach, FL - Not Inv Rel - Start Date 06/06/2025 - 0 Hours Per Month/ 0 Hours During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-17

Designations

Other Names

• Dawn Sanchez-Bassett
• Dawn Nicoles
• Dawn Lynn Sanchez