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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-19 |
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
252 Corsano Drive, Nokomis, FL 34275 • United States
100 Filbert St, Hanover, PA 17331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2004 | 01/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2004 | 01/2023 |
| Miller Brown Ohm & Associates | Mcsherrystown | PA | 05/2007 | Present |
| Ohm Wealth Management | Mcsherrystown | PA | 08/2014 | 09/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2022; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: MILLER BROWN OHM & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 335 MAIN STREET, MCSHERRY TOWN, PA 17344 NATURE OF BUSINESS: TAX PREPARATION AND PAYROLL PREPARATION; START DATE: 05/2007; POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER / CPA; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: TAX AND PAYROLL PREPARATION; 3. NAME OF OTHER BUSINESS: RIGGLE WEALTH GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: INVESTMENT AND ADVISORY SERVICES AND FINANCIAL PLANNING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-10-15 |
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