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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-19
PA RA APPROVED 2023-06-29
  • FL RA
    APPROVED
    Since 2024-04-19
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

252 Corsano Drive, Nokomis, FL 34275 • United States

100 Filbert St, Hanover, PA 17331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 09/2004 01/2023
Cetera Investment Advisers Llc Schaumburg IL 11/2004 01/2023
Miller Brown Ohm & Associates Mcsherrystown PA 05/2007 Present
Ohm Wealth Management Mcsherrystown PA 08/2014 09/2022
Cetera Wealth Services, Llc El Segundo CA 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2004 → 01/2023
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2004 → 01/2023
    Schaumburg, IL
  • 05/2007 → Present
    Miller Brown Ohm & Associates
    Mcsherrystown, PA
  • 08/2014 → 09/2022
    Ohm Wealth Management
    Mcsherrystown, PA
  • 09/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2022; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: MILLER BROWN OHM & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 335 MAIN STREET, MCSHERRY TOWN, PA 17344 NATURE OF BUSINESS: TAX PREPARATION AND PAYROLL PREPARATION; START DATE: 05/2007; POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER / CPA; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: TAX AND PAYROLL PREPARATION; 3. NAME OF OTHER BUSINESS: RIGGLE WEALTH GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: INVESTMENT AND ADVISORY SERVICES AND FINANCIAL PLANNING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-15
  • S63 Uniform Securities Agent State Law Examination
    2001-10-15
Other Names
  • Tim Ohm

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