Edward Anthony Kozak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 04/2021
  Voya Financial Advisors, Inc
  North Chesterfield, VA
• 04/2012 → Present
  Sycamore Wealth Management
  North Chesterfield, VA
• 04/2012 → Present
  Sycamore Insurance Group
  North Chesterfield, VA
• 04/2021 → Present
  Lpl Financial Llc
  North Chesterfield, VA

Previous Registrations

• 2014-11-03 → 2021-04-22
  Voya Financial Advisors, Inc.
  North Chesterfield, VA
  Ellicott City, MD
  Pittsburgh, PA
  Norwalk, IA
• 2011-12-19 → 2014-11-07
  Woodbury Financial Services, Inc.
  Richmond, VA
  Timonium, MD
  Richmond, VA
• 2005-08-10 → 2011-12-21
  Principal Securities, Inc.
  Moseley, VA
  Richmond, VA
  Moseley, VA
  Richmond, VA
  Richmond, VA
• 2005-03-29 → 2005-08-03
  Osaic Fs, Inc.
  Midlothian, VA

Other Businesses

1)04/2021- SYCAMORE WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv. Related- Chesterfield, VA- start date 1/2012-80% 2) 01/03/2022 - Sycamore Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/01/2022 - 20 Hours Per Month/10 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-07
• S63 Uniform Securities Agent State Law Examination
  2001-10-09

Other Names

• Edward Anthony Kozak