Juan Manuel Rojas

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Raymond James Financial Services, Inc.
  Palo Alto, CA
• 01/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Palo Alto, CA
• 12/2023 → 12/2023
  First Tech Federal Credit Union
  Palo Alto, CA
• 01/2012 → 12/2023
  Addison Avenue Investment Services
  Palo Alto, CA

Previous Registrations

• 2009-11-10 → 2012-07-16
  Addison Avenue Financial Partners, Llc
  Palo Alto, CA
  Rocklin, CA
• 2010-06-08 → 2012-01-25
  Essex National Securities, Llc
  Palo Alto, CA
• 2007-05-29 → 2009-11-19
  Citigroup Global Markets Inc.
  San Francisco, CA
  Novato, CA
  Napa, CA
  San Rafael, CA
• 2006-06-28 → 2007-05-29
  Citicorp Investment Services
  San Rafael, CA
• 2005-04-14 → 2006-07-05
  Td Ameritrade, Inc.
  San Rafael, CA
  Corte Madera, CA
• 2006-04-25 → 2006-07-05
  Td Ameritrade Investment Management, Llc
  San Rafael, CA
• 2004-05-27 → 2005-04-06
  A. G. Edwards & Sons, Inc.
  San Rafael, CA

Other Businesses

(1)Name of Business: Address: 2 Boreal Place, Petaluma, CA, 94954, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/28/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Property Owner (2)Name of Business: Addison Avenue Investment Services Address: 703 High St. , Palo Alto, CA, 94301, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/21/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Provide Financial Advice to our clients (3)Name of Business: Phases Financial Group Address: 3000 El Camino Real Ste 100, Palo Alto, CA, 94306-2100, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor in two person multi-member LLC.

Exams

• S66 Uniform Combined State Law Examination
  2004-05-26
• S63 Uniform Securities Agent State Law Examination
  2002-07-19

Other Names

• Juan Manuel Rojas
• Juan Rojas