Aleksandra Shteyn

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-11-01
TX	RA	APPROVED	2018-11-01

CA RA
APPROVED

Since 2018-11-01
TX RA
APPROVED

Since 2018-11-01

Branch Locations

Dallas, TX • United States

225 South Lake Avenue Suite 1185, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edelman Financial Services Llc	Fairfax	VA	09/2014	11/2018
Ef Legacy Securities, Llc	Henrico	CA	04/2016	10/2018
Financial Engines Advisors L.L.C.	Sunnyvale	CA	11/2018	Present

09/2014 → 11/2018

Edelman Financial Services Llc

Fairfax, VA
04/2016 → 10/2018

Ef Legacy Securities, Llc

Henrico, CA
11/2018 → Present

Financial Engines Advisors L.L.C.

Sunnyvale, CA

Previous Registrations

2014-09-16 → 2018-11-01

Edelman Financial Services, Llc

Pasadena, CA

Woodland Hills, CA

Fairfax, VA

Pasadena, CA
2009-10-14 → 2014-10-03

Strategic Advisers Llc

Pasadena, CA
2009-06-01 → 2009-08-24

Morgan Stanley

Pasadena, CA
2003-09-25 → 2009-06-01

Citigroup Global Markets Inc.

Pasadena, CA

Pasadena, CA

Pasadena, CA

Other Businesses

1) Rental property, California; INVESTMENT RELATED: No; ADDRESS: 330 Cordova St., Pasadena, CA 91101; NATURE: Rental property; POSITION: Homeowner; START DATE: 04/15/2021; NUMBER OF HOURS/MONTH: 15 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: N/A

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-10-02
S65	Uniform Investment Adviser Law Examination	2003-09-24

S63 Uniform Securities Agent State Law Examination

2003-10-02
S65 Uniform Investment Adviser Law Examination

2003-09-24

Designations

Other Names

Sasha Shteyn
Aleksandra Shteyn

View on SEC IAPD