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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-25
LA RA APPROVED 2005-03-28
  • TX RA
    APPROVED_RES
    Since 2013-10-25
  • LA RA
    APPROVED
    Since 2005-03-28

Branch Locations

935 Camellia Blvd Ste 200, Lafayette, AL 36862 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thibodaux Hebert Deshotels Leblanc Lafayette LA 11/1990 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2001 Present
Total Hr Solutions, Lc Lafayette LA 07/2003 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
  • 11/1990 → Present
    Thibodaux Hebert Deshotels Leblanc
    Lafayette, LA
  • 09/2001 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2003 → Present
    Total Hr Solutions, Lc
    Lafayette, LA
  • 03/2005 → Present
    Fairfield, IA
Other Businesses

1)HOWARD C. SCHOEFFLER, CPA, APAC, 935 Camellia Boulevard Suite 200 Lafayette, LA SINCE 01/01/07. PRESIDENT/OWNER; CPA PROVIDING ACCOUNTING, ATTEST AND TAX SERVICES TO THE PUBLIC. 40HRS WEEKLY AND 7 DURING TRADE HRS. 2)TOTAL HR SOLUTIONS LCC, 935 CAMELLIA BLVD, SUITE 200, LAFAYETTE, LA, 1/2005, AS PARTNER IN PAYROLL PROCESSING ORG, NIR, 10HRS/YR, 0HRS/TRADING. 3)FINANCIAL PARTNERS OF LOUISIANA LLC, 935 CAMELLIA BLVD, STE 200, LAFAYETTE, LA, SINCE 1/2007 AS OWNING MEMBER OF SECURITIES LLC. INV REL - DEVOTES 10 HR/WK - 10 HR/TRADING. 4)HOWARD C SCHOEFFLER, 935 CAMELLIA BOULDVARD, STE 200, LAFAYETTE, LA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/07/03, INV REL, 1 HR/YR- 1/TRADING HR. 5)HCS PROPERTIES LLC, 1902 DRAKE ELM DR, YOUNGSVILLE, LA, SINCE 4/2015 AS MANAGING MEMBER OF LLC SET UP FOR FUTURE REAL ESTATE OR ASSET PURCHASES. NIR - DEVOTES NO TIME. 6)THDL PROPERTIES, LLC, 935 CAMELLIA BOULEVARD, STE 200, LAFAYETTE, LA, 01/01/11, NIR, 0 HR/YR- 0/TRADING HR. 7)THIBODAUX HEBERT DESHOTELS LEBLANC LLC, 935 CAMELLIA BLVD, SUITE 200, LAFAYETTE, LA, 1/2007, AS PARTNER IN CPA FIRM, NIR, 40HR/WK, 7HRS/TRADING 8)FINANCIAL PARTNERS OF LOUISIANA LLC, 935 Camellia Boulevard Ste. 200, Lafayette LA 70508, United States, 01/01/2007, OWNER, DBA NAME, INV REL, 40 HR/MO - 40 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-08
  • S66 Uniform Combined State Law Examination
    2002-02-08

View on SEC IAPD

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