Erik Paul Garcia

Current Employers

Employment History

• 01/2010 → Present
  Garcia Insurance Services
  New Orleans, LA
• 06/2015 → Present
  Osiac Wealth, Inc.
  New Orleans, LA
• 07/2015 → Present
  New Century Financial Group, Llc
  New Orleans, LA
• 08/2008 → Present
  Garcia Financial Group Dba Plan Wisely Wealth Advisors
  New Orleans, LA

Previous Registrations

• 2015-07-07 → 2025-12-31
  New Century Financial Group, Llc
  New Orleans, LA
  Princeton, NJ
• 2013-04-23 → 2015-07-01
  Tlg Advisors, Inc.
  New Orleans, LA
  Summit, NJ

Other Businesses

1) GARCIA FINANCIAL GROUP LLC POSITION: President INVESTMENT RELATED: No # OF HRS: 10 SECURITIES TRADING HRS: 5 START DATE: 8/8/2008 NATURE: sales management ADDRESS: 3815 MacArthur Blvd, Ste 201, New Orleans LA 70114 DESCRIPTION: Life Insurance sales 2) GARCIA INSURANCE SERVICES LLC POSITION: Principal NATURE: Management of business strategy for insurance agency; INVESTMENT RELATED: No # OF HRS: 20 SECURITIES TRADING HRS: 10 START DATE: 1/1/2010 ADDRESS: 3815 Macarthur Blvd, Ste101, New Orleans LA 70114 DESCRIPTION: Insurance agency. Sales and Service 3) ALGIERS ECONOMIC DEVELOPMENT FOUNDATION POSITION: Board Member NATURE: Povide direction in programing. Volunteer at events. Serve on finance team -I am not the treasurer nor do I have any direct control over funds; INVESTMENT RELATED: No # OF HRS: 6 SECURITIES TRADING HRS: 4 START DATE: 1/1/2022 ADDRESS: 2401 Westbend Pkwy, Suite 3020, New Orleans LA 70114 DESCRIPTION: Founded in 1991, the Algiers Economic Development Foundation (AEDF) was established to advocate for the interests of Algiers-based businesses. It was incorporated as a 501(c)(3) nonprofit organization with the IRS in 2011. AEDF focuses on three main pillars of economic development: Local economic development, Small business support, Community development 4) PLAN WISELY WEALTH ADVISORS POSITION: Principal INVESTMENT RELATED: Yes # OF HRS: 40 SECURITIES TRADING HRS: 30 START DATE: 2/1/22 ADDRESS: 3815 MacArthur Blvd, New Orleans LA 70114 NATURE: DBA for investment practice. It is a a standalone LLC. DESCRIPTION: create client education, financial planning, investment advisory 5) THE RESTORATION INITIATIVE FOR CULTURE AND COMMUNITY (THE RICC) POSITION: Board Member INVESTMENT RELATED: No # OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2023 ADDRESS: 4302 Canal St, New Orleans LA 70119 NATURE & DESCRIPTION: As a board member, my primary role is to provide guidance to the staff on executing their mission; We envision restored families initiating peace and unity in their culture and community. Our mission is to create environments and solutions that expand possibilities, cultivate character, and restore relationships of individuals, groups, and families.? 6) PODCASTING POSITION: podcaster NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/22/2023 ADDRESS: 3815 MacArthur Blvd, New Orleans LA 70114 DESCRIPTION: I currently co host the stuff about money they didn't teach you in the school podcast. All episodes run through advertising supervision and are approved before published. I was asked by the company that produces my podcast if I would be interested to have my podcast also be published on their feed. The episodes that run on their feed will have ads placed on my episode. I do not know what ads they will run. There may be some compensation Based on impressions. My podcast content will not change and will continue to go through advertising supervision

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-01-24
• S63 Uniform Securities Agent State Law Examination
  2006-10-23

Designations