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Curtis Bryan Falk

Morgan Stanley

Roseville, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Francisco CA 06/2009 03/2023
Morgan Stanley Roseville CA 03/2023 Present
Previous Registrations
  • 2008-01-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    Walnut Creek, CA
  • 2004-06-25 → 2006-12-06
    Morgan Stanley Dw Inc.
    Walnut Creek, CA
    Walnut Creek, CA
  • 2002-06-21 → 2004-05-17
    Citigroup Global Markets Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-19
S63 Uniform Securities Agent State Law Examination 2002-01-08
  • S65 Uniform Investment Adviser Law Examination
    2002-06-19
  • S63 Uniform Securities Agent State Law Examination
    2002-01-08

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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