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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-03-17 |
| OH | RA | APPROVED | 2025-07-16 |
| CA | RA | APPROVED | 2024-10-30 |
Branch Locations
5805 Sepulveda Blvd Suite 800, Sherman Oaks, CA 91411 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Los Angeles | CA | 08/2015 | 07/2018 |
| Wells Fargo Bank Na | Los Angeles | CA | 07/2018 | 09/2021 |
| Wells Fargo Clearing Services Llc | Los Angeles | CA | 08/2018 | 09/2021 |
| Citigroup | Los Angeles | CA | 09/2021 | 07/2024 |
| Bankers Life & Casualty, Inc | Sherman Oaks | CA | 09/2024 | Present |
| Bankers Life Securities, Inc. | Sherman Oaks | CA | 10/2024 | Present |
| Unemployed | Hawthorne | CA | 07/2024 | 09/2024 |
| Bankers Life Advisory Services, Inc | Sherman Oaks | CA | 10/2024 | Present |
BANKERS LIFE AND CASUALTY POSITION: Insurance Agent NATURE: Life and Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/20/2024 ADDRESS: 9herman Oaks, CA 91324, United States DESCRIPTION: Insurance Agent: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-27 |
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