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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-10
CA RA APPROVED 2011-02-14
NJ RA APPROVED 2002-12-03
  • TX RA
    APPROVED
    Since 2018-04-10
  • CA RA
    APPROVED
    Since 2011-02-14
  • NJ RA
    APPROVED
    Since 2002-12-03

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Pennington NJ 05/2000 Present
  • 05/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Pennington, NJ
Other Businesses

I*4626307 Entity Type: Entity Charitable Name of OBA: Boys and Girls Club of Collin County Address: Allen, Texas, 75013 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: The mission of Boys & Girls Clubs of Collin County is to enable all young people, especially those who need us most, to reach their full potential as productive, caring, responsible citizens. Non-profit board member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-18
  • S66 Uniform Combined State Law Examination
    2001-12-18

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