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John Mcpoland Steigerwald

Legacy Advisors, LLC

Plymouth Meeting, PA

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Current Employers
Legacy Advisors, Llc

5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-10-28
  • PA RA
    APPROVED
    Since 2013-10-28

Branch Locations

5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Advisors, Llc Plymouth Meeting PA 05/2012 Present
M Holdings Securities, Inc. Portland OR 05/2012 Present
  • 05/2012 → Present
    Plymouth Meeting, PA
  • 05/2012 → Present
    M Holdings Securities, Inc.
    Portland, OR
Previous Registrations
Other Businesses

1) LEGACY ADVISORS, LLC; 401 PLYMOUTH ROAD, SUITE 150, PLYMOUTH MEETING, PA 19462; 05/14/2012; CLIENT ADVISOR; PROVIDE INVESTMENT AND/OR FINANCIAL PLANNING ADVICE/SERVICES TO CLIENTS; INVESTMENT RELATED; 200 HOURS/MONTH; 200 HOURS/MONTH DURING BUSINESS HOURS; WAGES, SALARY, TIPS. 2) LEGACY ADVISORS; 5 Apollo Road, Plymouth Meeting PA 19462; Member Firm Affiliation; Investment Related; Client Advisor; Client Advising; 05/14/2012; Hours per month: 160; Hours per month during trading hours: 160 3) M. Holdings Securities, Inc., Portland, OR; Investment-Related; Position: Registered Representative, Start: 5/2012; 40 hrs per week during trading hours; Securities Sales. 4) Independent, Portland, OR; Investment-Related; Position: Private Placement sales; 1 hr per week during trading hours. 5) SAINT ANTHONY YOUTH; 259 FOREST AVENUE, AMBLER, PA 19002; 08/22/2019; TREASURER; NORMAL TREASURER ACTIVITIES; NOT INVESTMENT RELATED; 10 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-10-18
  • S63 Uniform Securities Agent State Law Examination
    2002-10-18
Designations
Other Names
  • John M. Steigerwald

View on SEC IAPD

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