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5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-10-28 |
Branch Locations
5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Advisors, Llc | Plymouth Meeting | PA | 05/2012 | Present |
| M Holdings Securities, Inc. | Portland | OR | 05/2012 | Present |
1) LEGACY ADVISORS, LLC; 401 PLYMOUTH ROAD, SUITE 150, PLYMOUTH MEETING, PA 19462; 05/14/2012; CLIENT ADVISOR; PROVIDE INVESTMENT AND/OR FINANCIAL PLANNING ADVICE/SERVICES TO CLIENTS; INVESTMENT RELATED; 200 HOURS/MONTH; 200 HOURS/MONTH DURING BUSINESS HOURS; WAGES, SALARY, TIPS. 2) LEGACY ADVISORS; 5 Apollo Road, Plymouth Meeting PA 19462; Member Firm Affiliation; Investment Related; Client Advisor; Client Advising; 05/14/2012; Hours per month: 160; Hours per month during trading hours: 160 3) M. Holdings Securities, Inc., Portland, OR; Investment-Related; Position: Registered Representative, Start: 5/2012; 40 hrs per week during trading hours; Securities Sales. 4) Independent, Portland, OR; Investment-Related; Position: Private Placement sales; 1 hr per week during trading hours. 5) SAINT ANTHONY YOUTH; 259 FOREST AVENUE, AMBLER, PA 19002; 08/22/2019; TREASURER; NORMAL TREASURER ACTIVITIES; NOT INVESTMENT RELATED; 10 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-10-18 |
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