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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-10-18 |
| CA | RA | APPROVED | 2000-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/1999 | Present |
| Self Employed | Milpitas | CA | 01/1998 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2000 | Present |
1) NAME OF OTHER BUSINESS: WONG FINANCIAL SERVICES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2010 ; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: PROVIDES FINANCIAL CONSULTATION 2) PAUL HK WONG, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, NOTARIAL SERVICES, STARTED 2003, NOTARY, LESS THAN ONE HOUR PER WEEK, DURING TRADING HOURS, NOTARIZE DOCUMENTS FOR CLIENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-08-31 |
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