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Gloria Jennie Mondschein

Stifel, Nicolaus & Company, Incorporated

Center Valley, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-02-19
TX RA APPROVED 2014-02-19
  • PA RA
    APPROVED
    Since 2014-02-19
  • TX RA
    APPROVED
    Since 2014-02-19

Branch Locations

3701 Corporate Parkway Suite 110, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Center Valley PA 02/2014 Present
  • 02/2014 → Present
    Stifel Nicolaus & Co Inc
    Center Valley, PA
Previous Registrations
  • 2010-11-05 → 2014-02-27
    Morgan Stanley
    Allentown, PA
  • 2004-01-01 → 2010-07-16
    Pnc Wealth Management Llc
    Whitehall, PA
    Whitehall, PA
    Easton, PA
  • 2003-05-27 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Nazareth, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-23
  • S66 Uniform Combined State Law Examination
    2002-12-23

View on SEC IAPD

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Other Offices

ARGYLE CAPITAL MANAGEMENT, LLC · CENTER VALLEY, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Center Valley, PA
MML INVESTORS SERVICES, LLC · Center Valley, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · CENTER VALLEY, PA
ARGYLE CAPITAL MANAGEMENT, LLC · Center Valley, PA
HAMEL ASSOCIATES,INC. · CENTER VALLEY, PA
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