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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-06 |
| OK | RA | APPROVED | 2019-03-13 |
Branch Locations
2100 South Utica Avenue Suite 100, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Tulsa | OK | 04/2009 | Present |
1. Notary; 2100 S Utica Ave Ste 100 Tulsa OK 74114; Notary for clients; 05/03/2010; 1 hr/month; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-10 |
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