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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-05-26 |
Branch Locations
5700 Stoneridge Mall Road Suite 380, Pleasanton, CA 94588 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/1999 | Present |
| Self Employed | Dublin | CA | 01/1988 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2006 | Present |
| Bratrude & Jones Cpas, Inc. | Pleasanton | CA | 10/2004 | Present |
1.NAME OF OTHER BUSINESS: BRATRUDE & JONES CPAs, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING & TAX PREP SERVICES START DATE: 1/2014 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: PARNTER & CPA BRIEF DESCRIPTION OF DUTIES: ACCOUNTING ASSISTANCE AND INCOME TAX PLANNING & PREPERATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-07 |
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