Brandi Leigh Ruffalo

Current Employers

Employment History

• 11/1999 → Present
  The Business Development Company
  Schaumburg, IL
• 11/2009 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2009-09-08 → 2009-11-17
  Lpl Financial Llc
  Schaumburg, IL
• 2004-06-04 → 2009-09-08
  Waterstone Financial Group, Inc.
  Schaumburg, IL
  Schaumburg, IL
• 2002-05-28 → 2004-05-13
  Nsa Securities Corporation
  Schaumburg, IL

Other Businesses

(1) DTS INSURANCE SERVICES POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2015 ADDRESS: 1375 E Woodfield Road, Suite 230, Schaumburg IL 60173, United States DESCRIPTION: IL INSURANCE AGENT AT DTS INSURANCE SERVICES. (2) DTS FINANCIAL ADVISORS, LLC POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 08/01/2014 ADDRESS: 1375 E Woodfield Road, Suite 230, Schaumburg IL 60173, United States DESCRIPTION: REGISTERED REP AT DBA DTS FINANCIAL ADVISORS, LLC FOR MARKETING PURPOSES. (3) THE BUSINESS DEVELOPMENT COMPANY POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1999 ADDRESS: 1375 E Woodfield Road, Suite 230, Schaumburg IL 60173, United States DESCRIPTION: 100% OWNER OF THE BUSINESS DEVELOPMENT COMPANY, INC. PROVIDING ADMINISTRATIVE AND BOOKKEEPING SERVICES. (4) VALUATION & FORENSIC PARNTERS, LLC POSITION: Officer/Director NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 70 START DATE: 01/01/2011 ADDRESS: 1375 E Woodfield Road, Suite 230, Schaumburg IL 60173, United States DESCRIPTION: 100% OWNER VALUATION & FORENSIC PARTNERS, LLC PROVIDING BUSINESS VALUATION, LITIGATION AND DIVORCE CONSULTING. (5) AMBUS APPRAISERS, LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 13225 W. Wilshire Dr., Goodwill AZ 85935, United States DESCRIPTION: TERRITORY SPECIFIC AMBUS APPRAISERS, LLC DBA AMERICAN BUSINESS APPRAISERS AFFILIATED WITH VALUATION AND FORENSIC PARTNERS, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-10
• S63 Uniform Securities Agent State Law Examination
  2001-11-28

Other Names

• Brandi Leigh Prince