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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-01
TX RA APPROVED_RES 2021-09-01
  • CA RA
    APPROVED
    Since 2021-09-01
  • TX RA
    APPROVED_RES
    Since 2021-09-01

Branch Locations

511 S. Myrtle Ave, Monrovia, CA 91016 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Life Insurance Company Newport Beach CA 04/2013 03/2017
Pacific Select Distributors Inc Newport Beach CA 05/2013 03/2017
Unemployed Huntington Beach CA 03/2017 09/2017
Cetera Advisor Networks Llc El Segundo CA 09/2017 06/2018
Cetera Investment Management Llc El Segundo CA 02/2018 06/2018
Woodbury Financial Services Inc San Dimas CA 07/2018 07/2020
Cetera Investment Services Llc St Cloud MN 06/2020 09/2021
Cetera Investment Advisers Llc Monrovia CA 06/2020 09/2021
Cambridge Investment Research, Inc. Fairfield IA 09/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2021 Present
  • 04/2013 → 03/2017
    Pacific Life Insurance Company
    Newport Beach, CA
  • 05/2013 → 03/2017
    Pacific Select Distributors Inc
    Newport Beach, CA
  • 03/2017 → 09/2017
    Unemployed
    Huntington Beach, CA
  • 09/2017 → 06/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2018 → 06/2018
    El Segundo, CA
  • 07/2018 → 07/2020
    Woodbury Financial Services Inc
    San Dimas, CA
  • 06/2020 → 09/2021
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2020 → 09/2021
    Monrovia, CA
  • 09/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2021 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. START DATE: 09/01/2021. 2) Benjamin Blum, 305 East Foothill Blvd., Monrovia CA 91016, United States, 06/01/2017, Owner, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 4 HR/MO - 2 HR/MO TRADING 3) BLESS HOLDINGS, LLC, 511 S. Myrtle Ave, Monrovia CA 91016, United States, 04/2024, Owner, Owner/Partner of a Business Entity, NIR, HR/MO: 5 - HR/MO TRADING: 0 4) NETTWORTH FINANCIAL GROUP, 305 E. Foothill Blvd, Monrovia CA 91016, United States, 10/01/2021, IAR, DBA Name, INV REL, 10 HR/MO - 5 HR/MO TRADING 5) BENJAMIN BLUM, 15881 Standish Ln, Huntington Beach CA 92647, United States, 07/2018, Owner, Insurance/Benefits/Human Resources, NIR, HR/MO: 1 - HR/MO TRADING: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-26
S66 Uniform Combined State Law Examination 2001-11-29
  • S65 Uniform Investment Adviser Law Examination
    2018-01-26
  • S66 Uniform Combined State Law Examination
    2001-11-29
Other Names
  • Benjamin James Blum
  • Benjamin Blum

View on SEC IAPD

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