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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-07-23 |
| TX | RA | APPROVED | 2018-10-02 |
| IL | RA | APPROVED | 2018-10-01 |
Branch Locations
110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States
Jacksonville, FL • United States
50 N Laura St, Jacksonville, FL 32202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 06/2018 | Present |
| Financial Transition Services | San Antonio | TX | 07/2008 | 06/2018 |
| Tmcc | Reno | NV | 08/2003 | 12/2016 |
| Bank Of America, N.A. | Chicago | IL | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-28 |
| S65 | Uniform Investment Adviser Law Examination | 2012-12-29 |
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