Melissa Dawn Rosenfeld

Employer firm

Lisch Investment Management LLC CRD 127753

$62.7M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → Present
  Lisch Investment Services
  New York, NY
• 11/2001 → 10/2016
  Securities Service Network, Inc
  Jersey City, NJ
• 01/2011 → Present
  Lisch & Lisch Llc
  Jersey City, NJ
• 01/2011 → Present
  Hudson River Investment Group
  Jersey City, NJ
• 07/2013 → Present
  Lisch Investment Management Llc
  Jersey City, NJ
• 11/2016 → Present
  Leigh Baldwin & Co., Llc
  Cazenovia, NY

Other Businesses

1)LISCH & LISCH LLC - 105 GREEN ST, STE L5, JERSEY CITY, NJ - PARTNERSHIP 57% OWNERSHIP - CERTIFIED PUBLIC ACCOUNTING FIRM THAT PERFORMS ACCOUNTING AND TAX SERVICES - 01/01/2011 - 94% OF TIME - 125 HR/MO/TRD HRS - CERTIFIED PUBLIC ACCOUNTANT PERFORMING ACCOUNTING AND TAX SERVICES - INVESTMENT RELATED 2) LISCH INVESTMENT MANAGEMENT CORP - 105 GREEN ST, STE L5, JERSEY CITY, NJ - PARTNERSHIP, 57% OWNERSHIP- LICENSED ASSISTANT - 01/01/2011 - 5% OF TIME - 1 HR/TRDNG HRS - ASSIST IN FINANCIAL PLAN PREP/RESEARCH - INVESTMENT RELATED 3) HUDSON RIVER INVESTMENT GROUP LLC - 105 GREEN ST, STE L5, JERSEY CITY, NJ - 57% OWNERSHIP - 01/01/2011 - 1% OF TIME - 1 HR/TRDNG HRS - ASSIST IN FINANCIAL PLAN PREP/RESEARCH - INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2011-07-28
• S63 Uniform Securities Agent State Law Examination
  2001-11-19

Other Names

• Melissa Dawn Lisch