Luke Charles Schell

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
  Newport Beach, CA
• 09/2009 → 08/2022
  Bank Of America,Na
  Newport Beach, CA
• 09/2022 → Present
  Ubs Financial Services Inc
  Irvine, CA

Previous Registrations

• 2009-07-13 → 2022-09-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  Newport Beach, CA
  Newport Beach, CA
  Newport Beach, CA
  Newport Beach, CA
  Irvine, CA
• 2009-06-01 → 2009-07-30
  Morgan Stanley
  Los Angeles, CA
• 2004-05-04 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-28
• S63 Uniform Securities Agent State Law Examination
  2002-03-08

Other Names

• Luke Charles Collins
• Luke C Schell