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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-12 |
| CA | RA | APPROVED | 2010-02-08 |
Branch Locations
9699 Blue Larkspur Ln Ste 103, Monterey, CA 93940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Monterey | CA | 02/2010 | Present |
1. 02/08/2010: Tactical Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 5% - Fixed life, group health, LTC. 2. 10/8/2012: San Jose State University Athletics - Not Investment Related - Outside/W-2 Employment - Time Spent 3% - Radio Broadcaster for San Jose State University Football. I am a broadcaster for the football games during the fall. The radio broadcast does NOT deal with investments. 3. 7/20/2020 - Tactical Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/8/2010 - 160 Hours Per Month/8 Hours During Securities Trading. 4) 03/28/2025 - Bay Area Panthers Indoor Football - Not Investment Related - San Jose CA - Other - Radio Broadcasting - Start Date:03/30/2025 - 16 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-18 |
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