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Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2003-06-02 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
206 North Dixie Drive, Vandalia, OH 45377 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp | Palm Beach Gardnes | FL | 01/2003 | Present |
| Woods & Woods Assoc | Vandalia | OH | 09/1983 | Present |
1. WOODS & WOODS ASSOCIATES LTD. FROM 09/1983. 200 HRS/WK. ALL DURNING SECURITIES TRADING, PARTNER. ACCOUNTANT, MANAGMENT. 2. Woods Professional Building LLC, owner, commercial real estate rental. Non-investment related, 1-20% time spent on activity during non-securities hrs. 3. Woods & Woods Personnel Leasing Inc, OWNER,OFFICER, Employee leasing. Non-investment related, 1-20% time spent on activity during non-securities hrs. 4. The Woods Financial Group, Ltd, OWNER. Non-investment related, 1-20% time spent on activity during non-securities hrs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-07-01 |
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