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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-01-20
  • FL RA
    APPROVED
    Since 2015-01-20

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

300 Avenue Of The Champions Suite 220, Palm Beach Gardens, FL 33418 • United States

9050 Pines Boulevard Suite 202, Pembroke Pines, FL 33024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ejreynolds, Inc. Pembroke Pines FL 08/1991 Present
Gwn Securities Inc Palm Beach Gardens FL 01/2015 Present
  • 08/1991 → Present
    Ejreynolds, Inc.
    Pembroke Pines, FL
  • 01/2015 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

1)EJ REYNOLDS, INC. NOT INVEST-. 9050 PINES BLVD STE 110, PEMBROKE PINES FL. NATURE IS THIRD PARTY ADMIN FIRM FOR QUALIFIED RETIREMENT PLANS. PRESIDENT. START DATE;8/91 FULL TIME. APPROX 160 HRS/MTH, ALL TRADING HOURS. DUTIES;FUNCTION AS DIRECTOR OF MARKETING AND SALES-RESPONSIBLE FOR OBTAINING NEW RETIREMENT PLAN ENGAGEMENTS FOR THIRD PARTY ADMIN 2)EJ REYNOLDS, INC, 401(K) PROFIT SHARING PLAN & TRUST, 9050 PINES BLVD STE 110, PEMBROKE PINES, FL, QUALIFIED RETIREMENT PLAN TRUSTEE, START 01/1993, <1 HR/MO, <1 HR/MO LIFE & HEALTH INSURANCE POSITION: Sales NATURE: I hold the Florida 2-15 insurance license, which allows me to sell life and health insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2001 ADDRESS: 9050 Pines Boulevard, Suite 110, Pembroke Pines FL 33024, United States DESCRIPTION: I hold the Florida 2-15 insurance license, which allows me to sell life and health insurance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-06-02
  • S63 Uniform Securities Agent State Law Examination
    2004-06-02

View on SEC IAPD

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