Christopher George Moseley

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-19
GA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-03-19
GA RA
APPROVED

Since 2009-06-01

Branch Locations

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Atlanta	GA	10/2006	Present
Morgan Stanley Smith Barney	Atlanta	GA	06/2009	Present
Morgan Stanley Private Bank, N.A	New York	NY	11/2024	Present

10/2006 → Present

Citigroup Global Markets Inc.

Atlanta, GA
06/2009 → Present

Morgan Stanley Smith Barney

Atlanta, GA
11/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2006-10-19 → 2009-06-01

Citigroup Global Markets Inc.

Atlanta, GA
2006-02-22 → 2006-10-18

J.P. Morgan Securities Llc

Atlanta, GA

Other Businesses

*401776 - Mountain Park Community Pool; Investment related -No; Stone Mountain, GeorgiaCivic/Religious/Community; Board Member(proprietor, partner, officer, director, employee, trustee, agent); June 2020 ; During business hours: 0; Check Signing/Funds Disbursements, Administrative

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-11-09
S63	Uniform Securities Agent State Law Examination	2002-03-20

S65 Uniform Investment Adviser Law Examination

2004-11-09
S63 Uniform Securities Agent State Law Examination

2002-03-20

View on SEC IAPD