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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-23
GA RA APPROVED 2003-03-14
  • TX RA
    APPROVED_RES
    Since 2014-07-23
  • GA RA
    APPROVED
    Since 2003-03-14

Branch Locations

4485 Tench Rd Ste 2510, Suwanee, GA 30024-6746 • United States

3651 Mars Hill Rd Bldg 3000, Watkinsville, GA 30677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Suwanee GA 09/2001 Present
Other Businesses

1. 5/18/2006 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CALDER & COLEGROVE INVESTMENT GROUP - INVESTMENT RELATED - PEACHTREE CORNERS, GA. 2. 8/28/2008 - DBA ONLY - JOHN COLEGROVE - INVESTMENT RELATED - PEACHTREE CORNERS, GA. 3. 06/15/2010: Financial Peace University - Speaker/Seminar - Not Inv Rel - At reported business location(s) - No start date - My church is offering a Dave Ramsey "Financial Peace University" class and I will lead the class . 0 hrs during securities trading hrs. 4. 12/14/2012: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - JOHN COLEGROVE, INC. - INVESTMENT RELATED - PEACHTREE CORNERS, GA. 5. 12/14/2012: NON-VARIABLE INSURANCE - HEALTH INSURNACE AGENT DIRECTLY WITH BLUE CROSS BLUE SHIELD AND KAISER PERMANENTE. - INVESTMENT RELATED - TIME SPENT 5% - PEACHTREE CORNERS, GA. 6. 12/14/2012: NON-VARIABLE INSURANCE - THE MILNER GROUP - THIS FIRM WILL SERVE TO ADMINISTER MY NON-VARIABLE LIFE INSURANCE BUSINESS. - INVESTMENT RELATED - TIME SPENT 5% - PEACHTREE CORNERS, GA. 7. 7/22/2013: OTHER-NOTARY - I AM A NOTARY IN GWINNETT COUNTY. I NOTARIZE ONLY DOCUMENTS FOR CLIENTS OF MY BRANCH OFFICE. - NOT INVESTMENT RELATED - PEACHTREE CORNERS, GA. 8. 03/01/2017 - Colegrove Properties LLC - Investment Related - 4566 Goose Creek Way Peachtree Corners, GA 30092 - Business Entity For Tax/Investment Purposes Only - Started 08/01/2016 - 0 Hours Per Month/0 Hours During Trading 9. 6/16/2020 - Cornerstone Financial Team - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/22/2020 - 1 Hour Per Month/0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-26
S63 Uniform Securities Agent State Law Examination 2001-09-27
  • S66 Uniform Combined State Law Examination
    2001-11-26
  • S63 Uniform Securities Agent State Law Examination
    2001-09-27
Designations

View on SEC IAPD

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