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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-23 |
| GA | RA | APPROVED | 2003-03-14 |
Branch Locations
4485 Tench Rd Ste 2510, Suwanee, GA 30024-6746 • United States
3651 Mars Hill Rd Bldg 3000, Watkinsville, GA 30677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Suwanee | GA | 09/2001 | Present |
1. 5/18/2006 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CALDER & COLEGROVE INVESTMENT GROUP - INVESTMENT RELATED - PEACHTREE CORNERS, GA. 2. 8/28/2008 - DBA ONLY - JOHN COLEGROVE - INVESTMENT RELATED - PEACHTREE CORNERS, GA. 3. 06/15/2010: Financial Peace University - Speaker/Seminar - Not Inv Rel - At reported business location(s) - No start date - My church is offering a Dave Ramsey "Financial Peace University" class and I will lead the class . 0 hrs during securities trading hrs. 4. 12/14/2012: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - JOHN COLEGROVE, INC. - INVESTMENT RELATED - PEACHTREE CORNERS, GA. 5. 12/14/2012: NON-VARIABLE INSURANCE - HEALTH INSURNACE AGENT DIRECTLY WITH BLUE CROSS BLUE SHIELD AND KAISER PERMANENTE. - INVESTMENT RELATED - TIME SPENT 5% - PEACHTREE CORNERS, GA. 6. 12/14/2012: NON-VARIABLE INSURANCE - THE MILNER GROUP - THIS FIRM WILL SERVE TO ADMINISTER MY NON-VARIABLE LIFE INSURANCE BUSINESS. - INVESTMENT RELATED - TIME SPENT 5% - PEACHTREE CORNERS, GA. 7. 7/22/2013: OTHER-NOTARY - I AM A NOTARY IN GWINNETT COUNTY. I NOTARIZE ONLY DOCUMENTS FOR CLIENTS OF MY BRANCH OFFICE. - NOT INVESTMENT RELATED - PEACHTREE CORNERS, GA. 8. 03/01/2017 - Colegrove Properties LLC - Investment Related - 4566 Goose Creek Way Peachtree Corners, GA 30092 - Business Entity For Tax/Investment Purposes Only - Started 08/01/2016 - 0 Hours Per Month/0 Hours During Trading 9. 6/16/2020 - Cornerstone Financial Team - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/22/2020 - 1 Hour Per Month/0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-27 |
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