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Robert Steven Ransdell

Stephens

Little Rock, AR

CRD 4451604

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Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
TX RA APPROVED_RES 2018-03-02
  • AR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2018-03-02

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals Inc. Little Rock AR 09/2004 03/2018
Investment Professionals, Inc. San Antonio TX 09/2015 03/2018
Stephens Inc. Little Rock AR 03/2018 Present
  • 09/2004 → 03/2018
    Investment Professionals Inc.
    Little Rock, AR
  • 09/2015 → 03/2018
    Investment Professionals, Inc.
    San Antonio, TX
  • 03/2018 → Present
    Stephens Inc.
    Little Rock, AR
Previous Registrations
  • 2004-09-10 → 2018-03-06
    Investment Professionals, Inc.
    Little Rock, AR
    San Antonio, TX
    North Little Rock, AR
    San Antonio, TX
    Little Rock, AR
    Little Rock, AR
    Fort Smith, AR
    Russellville, AR
    Ozark, AR
    Suwanee, GA
  • 2002-05-01 → 2004-09-13
    Morgan Stanley Dw Inc.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-19
  • S66 Uniform Combined State Law Examination
    2002-01-19

View on SEC IAPD

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