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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-19
PA RA APPROVED 2010-06-25
TX RA APPROVED_RES 2008-02-26
  • NJ RA
    APPROVED
    Since 2021-02-19
  • PA RA
    APPROVED
    Since 2010-06-25
  • TX RA
    APPROVED_RES
    Since 2008-02-26

Branch Locations

Villanova, PA • United States

101 West Ave, Jenkintown, PA 19046 • United States

Stone Harbor, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elkins Park PA 09/2001 Present
Bank Of America, N.A. Jenkintown PA 05/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-28
  • S66 Uniform Combined State Law Examination
    2001-11-28

View on SEC IAPD

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