Anthony Joseph Mancusi

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-08
NJ	RA	APPROVED	2017-08-04
CT	RA	APPROVED	2017-08-01

NY RA
APPROVED

Since 2021-07-08
NJ RA
APPROVED

Since 2017-08-04
CT RA
APPROVED

Since 2017-08-01

Branch Locations

Seaford, NY • United States

1572 Union Tpke, New Hyde Park, NY 11040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa N.A.	Melville	NY	01/2014	02/2022
Hsbc Securities (Usa) Inc.	Melville	NY	02/2006	Present
Hsbc Bank Usa N.A.	Melville	NY	02/2022	Present

01/2014 → 02/2022

Hsbc Bank Usa N.A.

Melville, NY
02/2006 → Present

Hsbc Securities (Usa) Inc.

Melville, NY
02/2022 → Present

Hsbc Bank Usa N.A.

Melville, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-28
S63	Uniform Securities Agent State Law Examination	2002-03-26

S66 Uniform Combined State Law Examination

2017-07-28
S63 Uniform Securities Agent State Law Examination

2002-03-26

View on SEC IAPD