Kristine E Green

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2013-10-30

MI RA
APPROVED

Since 2013-10-30

Branch Locations

Kalamazoo, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Impressions Jewelry	Kalamazoo	MI	07/1990	Present
Diversified Investors Securities Corp.	Kalamazoo	MI	06/2006	Present
Diversified Investment Advisors	Kalamazoo	MI	06/2006	Present

07/1990 → Present

Impressions Jewelry

Kalamazoo, MI
06/2006 → Present

Diversified Investors Securities Corp.

Kalamazoo, MI
06/2006 → Present

Diversified Investment Advisors

Kalamazoo, MI

Other Businesses

IMPRESSION JEWELRY, NOT INVESTMENT-RELATED, 4121 Iroquois Trail, KALAMAZOO, MI 49001, I AM OWNER, DESIGN & SELL JEWELRY(EARRING, BRACELETS, NECKLACES). JEWELRY IS SOLD THROUGH ART MUSEUMS & ART STORES. BUSINESS STARTED IN 10/1990 TO PRES., DURING TRADING HRS. ARE NONE.THIS BUSINESS IS PART-TIME 5 - 20 hours/ month depending on time of year and art fairs/ shops selling my jewelry.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-10-29
S63	Uniform Securities Agent State Law Examination	2001-11-29

S65 Uniform Investment Adviser Law Examination

2013-10-29
S63 Uniform Securities Agent State Law Examination

2001-11-29

Other Names

Kristine E Hapke
Kristine E Fleming
Kristine E Fleming
Kristine E Green

View on SEC IAPD