Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-13 |
| PA | RA | APPROVED | 2019-02-15 |
Branch Locations
130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States
Jeffersonville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Philadelphia | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 11/2016 | 06/2017 |
| Wells Fargo Advisors Financial Network, Llc | Fort Washington | PA | 06/2017 | 02/2019 |
| Rbc Capital Markets, Llc. | Philadelphia | PA | 02/2019 | Present |
(1) NAME OF ENTITY: WILLIAMS-SONOMA INC; ADDRESS: 160 N GULPH SUITE 1932 KING OF PRUSSIA, PA 19403; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RETAIL SALES; CAPACITY: EMPLOYEE; START DATE: 10/2019; DUTIES: COOKING CLASSES AND SALES; HOURS DEVOTED PER MONTH: 4-6; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) NAME OF ENTITY: Michael Castillo's Kitchen ADDRESS: 61 N Whitehall Rd. Jeffersonville, PA 19403 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Teaching cooking classes. CAPACITY: Independent Contractor/Consultant START DATE: 02/05/2024 DUTIES: Conducting cooking classes. HOURS DEVOTED PER MONTH: 2-4 hours every other week HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-11 |
Reach out to this advisor